Brady D Ritchey

Current Employers

Roth Investment Management, Llc

Weldon Spring, MO • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-04-20
TX	RA	APPROVED_RES	2019-08-15
MO	RA	APPROVED	2018-06-25

IL RA
APPROVED

Since 2021-04-20
TX RA
APPROVED_RES

Since 2019-08-15
MO RA
APPROVED

Since 2018-06-25

Branch Locations

Weldon Spring, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Webster University	St. Louis	MO	08/2016	Present
Mindshare Capital	St. Louis	MO	05/2013	04/2017
Federal Reserve Bank	St. Louis	MO	04/2013	05/2018
Roth Investment Management, Llc	Washington	MO	05/2018	Present
St. Louis University	St. Louis	MO	01/2021	Present

08/2016 → Present

Webster University

St. Louis, MO
05/2013 → 04/2017

Mindshare Capital

St. Louis, MO
04/2013 → 05/2018

Federal Reserve Bank

St. Louis, MO
05/2018 → Present

Roth Investment Management, Llc

Washington, MO
01/2021 → Present

St. Louis University

St. Louis, MO

Previous Registrations

2009-02-06 → 2009-09-03

Edward Jones

Fenton, MO

Wildwood, MO

St Louis, MO

Other Businesses

WEBSTER UNIVERSITY ST. LOUIS, MO 63119 ADJUNCT PROFESSOR START DATE 08/2016 TEACH MBA FINANCE, INVESTMENTS AND FINANCIAL MARKETS ST. LOUIS UNIVERSITY ST. LOUIS, MO 63103 ADJUNCT PROFESSOR START DATE 01/2021 TEACH INTERNATIONAL FINANCIAL STRATEGIES SEEKING ALPHA CONTRIBUTOR/WRITER FOR INVESTMENT WEBSITE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-01
S66	Uniform Combined State Law Examination	2009-01-30

S65 Uniform Investment Adviser Law Examination

2017-08-01
S66 Uniform Combined State Law Examination

2009-01-30

Other Names

Brady D Ritchey
Brady D Ritchey

View on SEC IAPD