Steven Greg Weholt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2018
  Signator Investors, Inc.
  Lafayette, CA
• 11/2018 → 06/2023
  Royal Alliance Associates, Inc.
  Everett, WA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Everett, WA

Previous Registrations

• 2015-12-28 → 2018-11-02
  Signator Investors, Inc.
  Everett, WA
  Bellevue, WA
  Lafayette, CA
• 2013-02-04 → 2015-12-28
  Signator Financial Services, Inc.
  Everett, WA
  Bellevue, WA
• 2009-02-11 → 2013-02-06
  Edward Jones
  Everett, WA
  Kirkland, WA
  Mill Creek, WA
  St Louis, MO

Other Businesses

1. COSTCO WHOLESALE POSITION: Stocker NATURE: Warehouse retail INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 16616 Twin Lakes Ave, Marysville WA 98271, United States DESCRIPTION: Stock shelves with product 2. BALUSTER FINANCIAL LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 12/01/2012 ADDRESS: 15021 52nd Ave SE, Everett WA 98208, United States DESCRIPTION: securities, retirement planning, income planning, insurance

Exams

• S66 Uniform Combined State Law Examination
  2009-01-30