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Jesse Stephens

Mml Investors Services, LLC

Lynchburg, VA

Lynchburg, VA

CRD 5619053

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-01
VA RA APPROVED 2011-02-23
  • TX RA
    APPROVED_RES
    Since 2015-07-01
  • VA RA
    APPROVED
    Since 2011-02-23

Branch Locations

202 Archway Court, Lynchburg, VA 24502 • United States

Lynchburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Lynchburg VA 02/2009 Present
Massmutual Life Insurance Co Lynchburg VA 08/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-11
S63 Uniform Securities Agent State Law Examination 2009-07-02
  • S65 Uniform Investment Adviser Law Examination
    2011-02-11
  • S63 Uniform Securities Agent State Law Examination
    2009-07-02

View on SEC IAPD

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