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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-01-24 |
Branch Locations
307 S Commercial St Ste 102, Neenah, WI 54957 • United States
425 W Water St Ste 250, Appleton, WI 54911 • United States
1331 North Rd Ste 100, Green Bay, WI 54313 • United States
De Pere, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments | Madison | WI | 05/2015 | 01/2022 |
| Wealth Plan | Depere | WI | 05/2015 | 01/2022 |
| Ameriprise Financial Services Llc | Appleton | WI | 01/2022 | Present |
Board of Directors; St. Francis Xavier Parish; Committee Member; 220 S Michigan Street, , De Pere, WI, 54115; Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours / Dufek Charitable Foundation; Trustee; 915 Memorial Drive , , Manitowoc, WI, 54220; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-30 |
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