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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-13 |
| TX | RA | APPROVED | 2022-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 11/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2008 | 05/2022 |
| Lpl Financial Llc | Hawthorne | NJ | 05/2022 | Present |
1) 11/16/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 11/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading. 2) 04/07/2026 - Wealth Navigators, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/2022 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-01 |
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