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Derek Alexander Ruiz

Arkadios Wealth Advisors

Atlanta, GA

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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-19
LA RA APPROVED 2023-06-28
TX RA APPROVED_RES 2023-06-28
  • GA RA
    APPROVED
    Since 2023-07-19
  • LA RA
    APPROVED
    Since 2023-06-28
  • TX RA
    APPROVED_RES
    Since 2023-06-28

Branch Locations

1827 Powers Ferry Rd. Bldg 14, Suite 100, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Property Owner Mableton GA 01/2013 Present
Foresters Advisory Services Atlanta GA 11/2013 05/2018
Foresters Financial Services Atlanta GA 02/2016 03/2018
Foresters Financial Services Atlanta GA 03/2018 05/2018
Kestra Investment Services, Llc Atlanta GA 05/2018 06/2023
Kestra Advisory Services, Llc Atlanta GA 05/2018 06/2023
Arkadios Capital Atlanta GA 06/2023 Present
Arkadios Wealth Advisors Atlanta GA 06/2023 Present
  • 01/2013 → Present
    Property Owner
    Mableton, GA
  • 11/2013 → 05/2018
    Foresters Advisory Services
    Atlanta, GA
  • 02/2016 → 03/2018
    Foresters Financial Services
    Atlanta, GA
  • 03/2018 → 05/2018
    Foresters Financial Services
    Atlanta, GA
  • 05/2018 → 06/2023
    Kestra Investment Services, Llc
    Atlanta, GA
  • 05/2018 → 06/2023
    Atlanta, GA
  • 06/2023 → Present
    Arkadios Capital
    Atlanta, GA
  • 06/2023 → Present
    Atlanta, GA
Previous Registrations
  • 2018-05-10 → 2023-06-29
    Atlanta, GA
    Austin, TX
  • 2013-11-18 → 2018-05-11
    Foresters Advisory Services, Llc
    Atlanta, GA
Other Businesses

Business Name: Derek Ruiz Investment Related: No Address: 6093 Vebetian Way SW Mableton GA 30066 Nature of Business: Real Estate Position, Title or Relationship: Owner of property Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rent, perform repairs as needed Business Name: Strive Financial Solutions LLC Investment Related: Yes Address: 6400 Powers Ferry Road, Suite 105 Atlanta GA 30339 Nature of Business: Registered Rep Activities using a DBA name; Insurance Position, Title or Relationship: Partner Start Date: 5/4/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Developing and maintaining financial strategies, investment accounts, and insurance services. Business Name: Building 14 at 1827 LLC Investment Related: No Address: 1827 Powers Ferry Road, Suite 100 Atlanta GA 30339 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 4/26/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect future rent payments and maintain property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-14
S63 Uniform Securities Agent State Law Examination 2008-12-02
  • S66 Uniform Combined State Law Examination
    2013-11-14
  • S63 Uniform Securities Agent State Law Examination
    2008-12-02

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