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Neil Christian Bellomy

Thrivent Investment Management Inc.

Scottsdale, AZ

Glendale, AZ

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-09-06
TX RA APPROVED 2023-02-08
AZ RA APPROVED 2022-05-26
  • OK RA
    APPROVED
    Since 2023-09-06
  • TX RA
    APPROVED
    Since 2023-02-08
  • AZ RA
    APPROVED
    Since 2022-05-26

Branch Locations

16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Financial Portland OR 06/2015 04/2019
Fidelity Brokerage Services Llc Albuquerque NM 04/2019 03/2021
Pruco Securities, Llc. Phoenix AZ 04/2021 05/2022
Prudential Insurance Company Of America Phoenix AZ 04/2021 05/2022
Thrivent Investment Management Inc Scottsdale AZ 05/2022 Present
Thrivent Financial Scottsdale AZ 05/2022 Present
  • 06/2015 → 04/2019
    Country Financial
    Portland, OR
  • 04/2019 → 03/2021
    Fidelity Brokerage Services Llc
    Albuquerque, NM
  • 04/2021 → 05/2022
    Pruco Securities, Llc.
    Phoenix, AZ
  • 04/2021 → 05/2022
    Prudential Insurance Company Of America
    Phoenix, AZ
  • 05/2022 → Present
    Thrivent Investment Management Inc
    Scottsdale, AZ
  • 05/2022 → Present
    Thrivent Financial
    Scottsdale, AZ
Previous Registrations
  • 2021-04-09 → 2022-05-23
    Pruco Securities, Llc.
    Phoenix, AZ
  • 2019-12-02 → 2021-03-25
    Fidelity Personal And Workplace Advisors
    Albuquerque, NM
  • 2014-08-13 → 2015-05-26
    Usaa Financial Planning Services
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
S65 Uniform Investment Adviser Law Examination 2014-07-25
S63 Uniform Securities Agent State Law Examination 2014-04-01
  • S66 Uniform Combined State Law Examination
    2019-11-22
  • S65 Uniform Investment Adviser Law Examination
    2014-07-25
  • S63 Uniform Securities Agent State Law Examination
    2014-04-01
Designations
Other Names
  • Neil Christian Bellomy
  • Neil Bellomy

View on SEC IAPD

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