Andrew Phillip Licon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 05/2019
  Frost Brokerage Services
  San Antonio, TX
• 08/2016 → 10/2022
  Frost Bank
  San Antonio, TX
• 01/2017 → 05/2019
  Frost Investment Services
  Dallas, TX
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 11/2022 → Present
  Bank Of America N.A.
  Dallas, TX

Previous Registrations

• 2022-01-28 → 2022-10-31
  Frost Investment Services
  San Antonio, TX
  Dallas, TX
• 2017-01-09 → 2021-12-31
  Frost Investment Services
  Dallas, TX
  Plano, TX
  Dallas, TX

Other Businesses

I*: 1961346Entity Type: Entity For ProfitName of OBA: Medical City Las Colinas Hospital Board of TrusteesAddress: Irving, TXInvestment Related: NoPosition, Title, Association: Committee, Board MemberEmployee Start Date: 08/20/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: The Board of Trustees is an advisory board to the Board of Directors, Medical Staff, CEO, and the Company of Medical City Las Colinas Hospital. The Primary function shall be to assure that the Hospital and its Medical Staff provide quality medical care that meets the needs of the community. Our primary role is to serve as community ambassadors, attend regular meetings, volunteer for committee assignments, participate in strategic planning efforts, participate in hospital and board community functions. Medical City Las Colinas Hospital is owned by HCA a publicly traded company. As a Board of Trustee I do not have any direct interaction with the parent company HCA other than through the CEO or local medical staff of MCLCH. This is an unpaid Board of Trusteeship.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-12-18