Jody L Lease

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
WA	RA	APPROVED	2010-04-20

TX RA
APPROVED_RES

Since 2026-03-24
WA RA
APPROVED

Since 2010-04-20

Branch Locations

Mount Vernon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Susan Witten, Cfp	Burlington	WA	01/2009	Present
Commonwealth Financial Network	Waltham	MA	10/2009	Present

01/2009 → Present

Susan Witten, Cfp

Burlington, WA
10/2009 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. Fixed insurance sales, as of 02/15/2013; 5% of time spent during business hours, conducted at branch; investment related. 2. Executor for business partner, Located at Langley, WA, as of 04/17/2019; 0% time spent during business hours; Not conducted at branch; Not investment related 3. Co-Owner of rental property located in Burlington, WA, as of 08/2017; 0% of time spent during business hours; Not conducted at branch location; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-13

S66 Uniform Combined State Law Examination

2010-04-13

Other Names

Jody Lynn Witten

View on SEC IAPD