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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-17 |
| CA | RA | APPROVED | 2013-12-20 |
Branch Locations
14515 Catalina Street, San Leandro, CA 94577 • United States
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
Pleasant Hill, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Walnut Creek | CA | 12/2013 | Present |
| Mml Investors Services Llc | Walnut Creek | CA | 12/2013 | Present |
NAME: ERIC F GROSS INC INV REL: Y ADD: RESIDENTIAL NATURE: RUN ALL INVESTMENT ADVISORY COMPENSATION ON ADVISORY BUSINESS THRU CORPORATION POSITION: PRESIDENT START DATE: 1/1/2023 NO HRS/MO: 80 NO HRS/MO DUR TRADING: 80 DUTIES: INVESTMENT ADVISORY-SAME DUTIES FOR INVESTMENT PLANNING AND ADVISORY BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-02 |
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