Best Investors Account Sign in

Chad Jacob Parker

Ameriprise Financial Services, LLC

Santa Cruz, CA

San Jose, CA

Monterey, CA

San Jose, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-05-06
CA RA APPROVED 2010-04-05
  • TX RA
    APPROVED
    Since 2010-05-06
  • CA RA
    APPROVED
    Since 2010-04-05

Branch Locations

125 Water St Ste A-3, Santa Cruz, CA 95060 • United States

1905 The Alameda, San Jose, CA 95126 • United States

99 Pacific St Ste 400, Monterey, CA 93940-2470 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Jose CA 11/2008 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-01
  • S66 Uniform Combined State Law Examination
    2010-03-01
Designations

View on SEC IAPD

Other Firms

MORGAN STANLEY
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
FIFTH THIRD SECURITIES, INC.

Other Investors

TIFFANY DANIELLE HAMMER
NIKOLAS MARSHAL BARR
NAYANA T D DARRAH
Jon Michael Hanson
Kenneth A Evans
Josiah T Clymer
RICHARD MICHAEL KAPCHUK
MAGGIE MERIDETH MARTIN

Other Offices

MORGAN STANLEY · Santa Cruz, CA
EDWARD JONES · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
EDWARD JONES · SCOTTS VALLEY, CA

More in Santa Cruz, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor