Sai-Kit Chan

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 11/2020 → 06/2024
  Td Ameritrade, Inc.
  San Francisco, CA
• 11/2020 → 06/2024
  Td Ameritrade Clearing, Inc.
  San Francisco, CA

Other Businesses

TECHNOLOGY CONSULTANT FOR DR. SECK L. CHAN M.D. INC. THIS BUSINESS IS NOT INVESTMENT-RELATED; IT IS A MEDICAL OFFICE. LOCATION: SAN FRANCISCO, CA I RESOLVE SOFTWARE AND HARDWARE RELATED ISSUES IN THE OFFICE, AND PERFORM SYSTEM AND SOFTWARE INSTALLS. I BEGAN WORKING AT THIS LOCATION IN APPROXIMATELY JUNE OF 2000. SINCE THE OFFICE NETWORK IS RELATIVELY SMALL, THERE IS NO NEED FOR FULL TIME TECH SUPPORT. MY SERVICES ARE PERFORMED AS NEEDED. THE APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS IS 9, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-28

Other Names

• Saikit Chan