Sunil Dutt Misra

Current Employers

Dmk Advisor Group, Inc.

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-05
ND	RA	APPROVED	2025-07-08
CA	RA	APPROVED	2025-07-02
IN	RA	APPROVED	2025-07-02

FL RA
APPROVED

Since 2025-08-05
ND RA
APPROVED

Since 2025-07-08
CA RA
APPROVED

Since 2025-07-02
IN RA
APPROVED

Since 2025-07-02

Branch Locations

Orange Park, FL • United States

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Jacksonville	FL	04/2009	Present
Sunil Misra Llc	Orange Park	FL	03/2011	Present
Indus International Llc	Jacksonville	FL	05/2011	Present
Royal Alliance Associates	Jacksonville	FL	06/2015	03/2019
New Century Financial Group, Llc	Jacksonville	FL	07/2015	03/2018
Stephen A. Kohn & Associates, Ltd.	Lakewood	CO	03/2019	12/2019
Dmk Advisor Group Inc.	Lakewood	CO	01/2020	Present

04/2009 → Present

Guardian Life Insurance Company

Jacksonville, FL
03/2011 → Present

Sunil Misra Llc

Orange Park, FL
05/2011 → Present

Indus International Llc

Jacksonville, FL
06/2015 → 03/2019

Royal Alliance Associates

Jacksonville, FL
07/2015 → 03/2018

New Century Financial Group, Llc

Jacksonville, FL
03/2019 → 12/2019

Stephen A. Kohn & Associates, Ltd.

Lakewood, CO
01/2020 → Present

Dmk Advisor Group Inc.

Lakewood, CO

Previous Registrations

2021-05-13 → 2025-10-07

Compass Financial Management Llc

Lakewood, CO

Jacksonville, FL
2018-01-23 → 2019-04-10

Osaic Wealth, Inc.

Jacksonville, FL
2015-08-14 → 2018-07-25

New Century Financial Group, Llc

Jacksonville, FL

Princeton, NJ
2009-06-23 → 2010-10-22

Park Avenue Securities Llc

Jacksonville, FL
2009-02-20 → 2009-05-26

Ameriprise Financial Services, Llc

Ft Lauderdale, FL

Other Businesses

1) INDUS INTERNATIONAL LLC - FIXED INSURANCE PRODUCTS -MANAGING PARTNER. INVESTMENT RELATED: No DEVOTE APPROX: 20-40 HRS PER WEEK START DATE: 05/02/2011 2) COMPASS FINANCIAL MANAGEMENT LLC - RIA INVESTMENT RELATED: No DEVOTE APPROX: 20 HRS PER WEEK 2422 W Sunset Dr. Tampa, FL 33629 Phone: (813)831-5168. Managed Advisory accounts, 20-40 per week. 3) ROTARY CLUB OF ORANGE PARK SUNSET POSITION: Board Member NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 8 PER MONTH SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 620 Wells Rd, ORANGE PARK FL 32073 DESCRIPTION: Attend board meetings and provide support to the Board. 4) SUNIL MISRA LLC POSITION: Managing Partner/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 PER MONTH SECURITIES TRADING HOURS: 0 START DATE: 3/23/2011 ADDRESS: 3489 Laurel Mill Dr. Orange Park, FL 32065 DESCRIPTION: IT Consulting Services-project management, business analysis and programming

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-03-14
S66	Uniform Combined State Law Examination	2009-02-13

S63 Uniform Securities Agent State Law Examination

2014-03-14
S66 Uniform Combined State Law Examination

2009-02-13

Designations

View on SEC IAPD