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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-23
PA RA APPROVED 2025-01-23
  • NJ RA
    APPROVED
    Since 2025-01-23
  • PA RA
    APPROVED
    Since 2025-01-23

Branch Locations

Yardley, PA • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

101 Wood Ave S 6Th Floor, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wall Township NJ 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 01/2021
Mml Investors Services, Llc Wall Township NJ 03/2017 01/2021
Ameriprise Financial Services, Llc Red Bank NJ 01/2021 01/2025
Lpl Financial Llc Iselin NJ 01/2025 06/2025
Wealth Enhancement Group Iselin NJ 01/2025 Present
Wealth Enhancement Brokerage Services Iselin NJ 01/2025 Present
Wealth Enhancement Advisory Services Iselin NJ 01/2025 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wall Township, NJ
  • 07/2016 → 01/2021
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 01/2021
    Wall Township, NJ
  • 01/2021 → 01/2025
    Red Bank, NJ
  • 01/2025 → 06/2025
    Lpl Financial Llc
    Iselin, NJ
  • 01/2025 → Present
    Wealth Enhancement Group
    Iselin, NJ
  • 01/2025 → Present
    Wealth Enhancement Brokerage Services
    Iselin, NJ
  • 01/2025 → Present
    Wealth Enhancement Advisory Services
    Iselin, NJ
Previous Registrations
  • 2021-01-29 → 2025-01-23
    Red Bank, NJ
    Lawrenceville, NJ
    Yardley, PA
  • 2017-03-25 → 2021-02-26
    Wall Township, NJ
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
  • 2011-03-25 → 2015-01-02
    New England Securities
    Wall Township, NJ
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:1/6/2025 -160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-10
S65 Uniform Investment Adviser Law Examination 2011-03-21
  • S63 Uniform Securities Agent State Law Examination
    2011-06-10
  • S65 Uniform Investment Adviser Law Examination
    2011-03-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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