Timothy Daniel Lambert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-01-27
KS	RA	APPROVED	2023-01-24
TX	RA	APPROVED_RES	2023-01-24
MO	RA	APPROVED	2010-11-17

IL RA
APPROVED

Since 2023-01-27
KS RA
APPROVED

Since 2023-01-24
TX RA
APPROVED_RES

Since 2023-01-24
MO RA
APPROVED

Since 2010-11-17

Branch Locations

2997 Clarkson Road, Suite 100, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Chesterfield	MO	10/2008	Present

10/2008 → Present

Lpl Financial, Llc

Chesterfield, MO

Other Businesses

1. 07/21/2015 - M&M WEALTH MANAGEMENT, LLC - NOT INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - LPL FINANCIAL 2997 CLARKSON ROAD - SUITE 100 CHESTERFIELD, MO 63017 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2015 - 180 HOURS PER MONTH, 160 DURING TRADING - M&M DOES BUSINESS AS "LPL FINANCIAL" AS IS THE OPERATING COMPANY FOR OUR FINANCIAL SERVICES FIRM THAT IS ASSOCIATED W/ LPL. 2. 1/24/2023 - The Pickett Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/18/2023 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-20

S66 Uniform Combined State Law Examination

2010-09-20

View on SEC IAPD