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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

4680 N. Patterson, Winston-Salem, NC 27103 • United States

575 North Patterson Avenue, Winston Salem, NC 27101 • United States

212 East Mountain Street, Kernersville, NC 27284 • United States

3015 East River Way, High Point, NC 27265 • United States

3314 Battleground Ave, Greensboro, NC 27410 • United States

109 Carmel Drive, King, NC 27021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Kernersville NC 07/2013 03/2018
Wells Fargo Clearing Services, Llc. Greensboro NC 04/2018 04/2022
Wells Fargo Bank Na Greensboro NC 04/2018 04/2022
Cuso Financial Services, Lp San Diego CA 04/2022 10/2024
Allegacy Federal Credit Union High Point NC 04/2022 10/2024
Cuso Financial Services, Lp San Diego CA 10/2024 05/2025
Allegacy Federal Credit Union High Point NC 10/2024 Present
Lpl Financial Llc King NC 05/2025 Present
  • 07/2013 → 03/2018
    Scottrade
    Kernersville, NC
  • 04/2018 → 04/2022
    Greensboro, NC
  • 04/2018 → 04/2022
    Wells Fargo Bank Na
    Greensboro, NC
  • 04/2022 → 10/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2022 → 10/2024
    Allegacy Federal Credit Union
    High Point, NC
  • 10/2024 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 10/2024 → Present
    Allegacy Federal Credit Union
    High Point, NC
  • 05/2025 → Present
    King, NC
Previous Registrations
  • 2022-04-29 → 2025-05-15
    Cuso Financial Services, L.P.
    High Point, NC
    Kernersville, NC
    Greensboro, NC
    Winston-Salem, NC
    King, NC
    Winston Salem, NC
  • 2018-05-18 → 2022-04-19
    Greensboro, NC
    Winston Salem, NC
  • 2017-08-03 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2012-12-11 → 2013-08-02
    Winston-Salem, NC
    Charlotte, NC
  • 2011-05-10 → 2012-12-04
    Bb&T Investment Services, Inc.
    Winston Salem, NC
    Winston Salem, NC
    Denton, NC
    Winston Salem, NC
    Lexington, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
    Charlotte, NC
    Winston-Salem, NC
  • 2009-06-01 → 2011-05-12
    Greensboro, NC
  • 2009-01-26 → 2009-06-01
    Greensboro, NC
Other Businesses

1- 04/28/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Allegacy Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 04/30/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-03
  • S66 Uniform Combined State Law Examination
    2017-08-03
Other Names
  • Jonn Mathews
  • John Matthews
  • John C Mathews
  • John Mathews

View on SEC IAPD

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