Mathew Richard Morgan

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-02-25

NC RA
APPROVED

Since 2021-02-25

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Charlotte	NC	06/2014	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	06/2014	Present

06/2014 → Present

Tiaa

Charlotte, NC
06/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Previous Registrations

2012-08-14 → 2014-06-30

Wells Fargo Clearing Services, Llc

Pasadena, CA

Other Businesses

RENTAL PROPERTY POSITION: Property Owner NATURE: Rental Property jointly owned with spouse INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 1714 Emerywood Dr, Charlotte NC 28210, United States DESCRIPTION: Owner and Landlord-collect monthly rent from tenants and maintain property when necessary.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-13

S66 Uniform Combined State Law Examination

2012-08-13

Other Names

Mathew Morgan

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