Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-03-03
TX RA APPROVED_RES 2013-09-19
WA RA APPROVED 2011-06-02
  • AK RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • WA RA
    APPROVED
    Since 2011-06-02

Branch Locations

2050 Sea Level Dr Ste 104, Ketchikan, AK 99901 • United States

126 Wells Ave S, Renton, WA 98057 • United States

Fall City, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Renton WA 11/2007 03/2020
Ameriprise Financial Services, Llc Renton WA 03/2020 Present
Other Businesses

Business Ownership; TPE Holdings, LLC; Member; LLC that holds ownership; 126 Wells Ave South, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-21
  • S66 Uniform Combined State Law Examination
    2011-02-21

View on SEC IAPD

More in Ketchikan, AK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor