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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-10-21
  • PA RA
    APPROVED
    Since 2013-10-21

Branch Locations

600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Monroeville PA 11/2012 Present
Edward Gallagher Monroeville PA 02/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2014 Present
Pha Charities On Behalf Of Aramark Valencia PA 09/2023 Present
  • 11/2012 → Present
    Monroeville, PA
  • 02/2014 → Present
    Edward Gallagher
    Monroeville, PA
  • 03/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2023 → Present
    Pha Charities On Behalf Of Aramark
    Valencia, PA
Other Businesses

COOK, PHA CHARITIES ON BEHALF OF ARAMARK, 118 SYLVAN SPRING LANE, VALENCIA, , PENNSYLVANIA, 16059, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 09/18/2023, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, COOKING, non investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-18
S63 Uniform Securities Agent State Law Examination 2009-03-12
  • S66 Uniform Combined State Law Examination
    2013-10-18
  • S63 Uniform Securities Agent State Law Examination
    2009-03-12

View on SEC IAPD

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