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Susananne M Bailey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-10
CT RA APPROVED 2019-12-09
  • TX RA
    APPROVED_RES
    Since 2019-12-10
  • CT RA
    APPROVED
    Since 2019-12-09

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities North Haven CT 07/2008 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 12/2019 Present
Bank Of America, N.A. New Haven CT 05/2026 Present
Previous Registrations
  • 2010-08-24 → 2019-12-04
    Osaic Fs, Inc.
    North Haven, CT
    North Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-19
  • S66 Uniform Combined State Law Examination
    2009-06-19
Other Names
  • Susan-Anne M Rascati
  • Susan-Anne M Rascati
  • Susan-Anne M Rascati Bailey
  • Susan-Anne M Bailey
  • Susananne M Rascati

View on SEC IAPD

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