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Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-21
MT RA APPROVED 2025-10-08
VA RA APPROVED 2025-06-27
MO RA APPROVED 2024-10-22
NH RA APPROVED 2024-05-31
CO RA APPROVED 2022-03-29
IN RA APPROVED 2016-03-24
FL RA APPROVED 2013-06-07
OH RA APPROVED 2012-11-02
  • MD RA
    APPROVED
    Since 2026-01-21
  • MT RA
    APPROVED
    Since 2025-10-08
  • VA RA
    APPROVED
    Since 2025-06-27
  • MO RA
    APPROVED
    Since 2024-10-22
  • NH RA
    APPROVED
    Since 2024-05-31
  • CO RA
    APPROVED
    Since 2022-03-29
  • IN RA
    APPROVED
    Since 2016-03-24
  • FL RA
    APPROVED
    Since 2013-06-07
  • OH RA
    APPROVED
    Since 2012-11-02

Branch Locations

4585 S.R. 39, Berlin, OH 44610 • United States

Hummel Wealth Management, Llc

4585 State Route 39, Berlin, OH 44610 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-10-15
  • OH RA
    APPROVED
    Since 2013-10-15

Branch Locations

4585 State Route 39, Berlin, OH 44610 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller Mowing Sugarcreek OH 04/2003 Present
Beachy'S Country Chalet Sugarcreek OH 01/2004 Present
Hummel Insurance Group Berlin OH 06/2008 Present
The O.N. Equity Sales Company Cincinnati OH 12/2008 Present
Hummel Wealth Management, Llc Berlin OH 06/2008 Present
  • 04/2003 → Present
    Miller Mowing
    Sugarcreek, OH
  • 01/2004 → Present
    Beachy'S Country Chalet
    Sugarcreek, OH
  • 06/2008 → Present
    Hummel Insurance Group
    Berlin, OH
  • 12/2008 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 06/2008 → Present
    Berlin, OH
Other Businesses

1)HUMMEL GROUP, INC;INVESTMENT RELATED; 4585 SR 39 BERLIN OH 44610; AGENT; 06/16/2008;160 HR/MONT *140 DURING TRADING HOURS); SALE/SERVICE OF INSURANCE PRODUCTS:LIFE INSURANCE 2) HUMMEL WEALTH MANAGEMENT; INVESTMENT RELATED; 4585 SR39 BERLIN OH 44610; RIA; IAR; START DATE 06/16/2008; HOURS/MONTH 40; HOURS/TRADING 8; INVESTMENT ADVISORY ACTIVITIES. 3)HICKORY CREEK INVESTMENT; NOT INVESTMENT RELATED; 51163 HICKORY FLATS DRIVE WEST LAFAYETTE OH 13815; RENTAL PROPERTY; OWNER; 01/01/2015-PRESENT; 1 HOUR/MONTH; 0 HOURS/TRADING; OWNER OF RENTAL PROPERTY IN OHIO.4). Sugarcreek Township; Golf Course road, Sugarcreek Ohio 44681; Not investment related; fiscal officer; 10/01/2020-present; 10 Hours/month (0 during securities trading hours); Keep the books of the township accounting .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-03
  • S63 Uniform Securities Agent State Law Examination
    2012-12-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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