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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-21 |
| MT | RA | APPROVED | 2025-10-08 |
| VA | RA | APPROVED | 2025-06-27 |
| MO | RA | APPROVED | 2024-10-22 |
| NH | RA | APPROVED | 2024-05-31 |
| CO | RA | APPROVED | 2022-03-29 |
| IN | RA | APPROVED | 2016-03-24 |
| FL | RA | APPROVED | 2013-06-07 |
| OH | RA | APPROVED | 2012-11-02 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-10-15 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller Mowing | Sugarcreek | OH | 04/2003 | Present |
| Beachy'S Country Chalet | Sugarcreek | OH | 01/2004 | Present |
| Hummel Insurance Group | Berlin | OH | 06/2008 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 12/2008 | Present |
| Hummel Wealth Management, Llc | Berlin | OH | 06/2008 | Present |
1)HUMMEL GROUP, INC;INVESTMENT RELATED; 4585 SR 39 BERLIN OH 44610; AGENT; 06/16/2008;160 HR/MONT *140 DURING TRADING HOURS); SALE/SERVICE OF INSURANCE PRODUCTS:LIFE INSURANCE 2) HUMMEL WEALTH MANAGEMENT; INVESTMENT RELATED; 4585 SR39 BERLIN OH 44610; RIA; IAR; START DATE 06/16/2008; HOURS/MONTH 40; HOURS/TRADING 8; INVESTMENT ADVISORY ACTIVITIES. 3)HICKORY CREEK INVESTMENT; NOT INVESTMENT RELATED; 51163 HICKORY FLATS DRIVE WEST LAFAYETTE OH 13815; RENTAL PROPERTY; OWNER; 01/01/2015-PRESENT; 1 HOUR/MONTH; 0 HOURS/TRADING; OWNER OF RENTAL PROPERTY IN OHIO.4). Sugarcreek Township; Golf Course road, Sugarcreek Ohio 44681; Not investment related; fiscal officer; 10/01/2020-present; 10 Hours/month (0 during securities trading hours); Keep the books of the township accounting .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-12-03 |
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