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6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-27 |
Branch Locations
6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mirador Capital Partners, Lp | Pleasanton | CA | 01/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2016 | Present |
1) Mirador Capital Partners, LP. Investment related. 6700 Koll Center Parkway, Suite 230, Pleasanton, CA 94566. RIA. Chief Operating Officer. Start 7/5/2013. 40 hrs/month-25 during trading hrs-Operations. 2) Fixed Insurance. Not Investment related. At registered address. Insurance sales. Agent. Start 7/5/2013. 1 hour/ 1 trading hour per month - sales of fixed insurance products. 3) Notary Public. Not Investment Related. At registered address. Notary. 1 hours per months/0 trading hours per month. Perform notary services as needed. 4) Tri-Valley Ventures; Investment Related; 6700 Koll Center Pkwy, #225, Pleasanton, CA 94566; Venture Capital; Administrative Assistant; 9/23/2022; 4 hrs/mo; 0 during trading; Tri Valley Ventures and MCP LP shared an administrative assistant. Her last day with the firms was 9/23/22. MCP LP is no longer in a position to share an admin. Thus Tri-Valley Ventures has hired an outside consulting firm to handle all admin duties going forward. I am assisting in the transition to outside consultant and handling minor admin duties (invoice processing, preparing internal cash flow reports, general admin) until the transition is complete.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-07 |
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