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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-07-09
VA RA APPROVED 2020-07-09
  • MD RA
    APPROVED
    Since 2020-07-09
  • VA RA
    APPROVED
    Since 2020-07-09

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Washington DC 11/2014 Present
Hsbc Securities (Usa) Inc. Washington DC 11/2008 Present
Other Businesses

Magic Kingdoms Kennel - Hobby - breeds great danes. Attends dog shows and have occasional litters. It is not investment related. I am the owner of the hobby. It is not related to any non for profit or financial industry in anyway. July 2010 it began. 10-20 hours a month spent showing dogs (weekends only). Home based hobby - 14358 Loyalty Road, Leesburg VA 20176 Pine View Acres LLC 1. The name of the other business - Pine View Acres, LLC 2. Whether the business is investment-related - No 3. The address of the other business - 14358 Loyalty Road, Leesburg VA 20176 4. The nature of the other business - horse boarding/breeding/sales/ Horse & Dog décor DaneKraze Decor 5. Your position - owner/member 6. Title - owner/member 7. Relationship with the other business - owner/member 8. The start date of your relationship - 6/19/2020 9. The approximate number of hours/month you devote to the other business - 10/20 10. The number of hours you devote to the other business during securities trading hours - zero 11. Briefly describe your duties relating to the other business - care of horses / property / help husband with décor and animals Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. Pyroclast Systems LLC / Baseline LLC 1. The name of the other business: Pyroclast Systems LLC / Baseline LLC 2. Whether the business is investment-related: Not investment related at all – Baseline is a behavioral/relationship analysis tool and Pyroclast is an overarching tech/software consulting umbrella. 3. The address of the other business: 7553 Autumn Woods Lane Warrenton VA 20187 4. The nature of the other business: Behavioral Analysis Tool 5. Your position: Director 6. Title/Relationship with the other business: Director 7. The start date of your relationship: 7/1/2026 8. The approximate number of hours/months you devote to the other business: 30 days per annum 9. The number of hours you devote to the other business during securities trading hours: None within trading hours, all after work/weekends. 10. Briefly describe your duties relating to the other business: Director of strategy includes how to best market, attract and grow the business overall.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
S63 Uniform Securities Agent State Law Examination 2009-03-30
  • S66 Uniform Combined State Law Examination
    2020-06-29
  • S63 Uniform Securities Agent State Law Examination
    2009-03-30

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