Geoffrey Joseph Croteau

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Massmutual Life Insurance Company
  Holyoke, MA
• 04/2009 → Present
  Mml Investors Services, Llc
  Holyoke, MA

Previous Registrations

• 2009-03-13 → 2009-04-07
  Thrivent Investment Management Inc.
  Chicopee, MA
  Pittsford, NY

Other Businesses

(1) Name: Geoffrey Croteau Inv rel: Y Add: 330 Whitney Ave Ste 600 Holyoke MA 01040 Nature: Outside Insurance Brokerage Position: Sales Start date: 04/01/2009 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: individual and group life, individual and group health (2) Name: Little Paws Bed and Bath Inc Inv rel: N Add: At residential address 6 Nature: Dog boarding and grooming Position: Ownership Start date: 01/01/2017 No. HR/MO: 40 No. HR/MO during sec trading: 40 Describe duties: I am a partner in a dog boarding and grooming business called: Little Paws Bed and Bath Inc. My wife is the primary operator of this business (3) Name: Geoffrey Croteau Inv rel: N Addr: At residential address Nature: Selling items on eBay Position: Agent Start: 03/17/2022 No hrs/mo: 1 No hrs/mo dur trading: 0 Duties: Listing items for sale on eBay such as shoes, video games, toys.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-12