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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

18804 Northern Blvd. 2Fl, Flushing, NY 11358 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Flushing NY 11/2008 11/2024
Prudential Insurance Company Of America Flushing NY 11/2008 Present
Lpl Enterprise, Llc Flushing NY 11/2024 Present
Previous Registrations
Other Businesses

1) 01/08/2025 - 184highland LLC - Real Estate Rental - Silent Partner NATURE: Real Estate Development Rental and Leasing - INV Related - At Brooklyn, NY - Start Date 10/10/2022 - 0hrs/mth - 0hrs During Trading 2) 12/20/2024 - Min Wen Chen (multiple) - Real Estate Rental - Sole owner of the properties at the addresses listed. Wife manages all properties here but does not co-own. 3729 95th StJackson Heights NY 11372-8026 / 3731 95th StJackson Heights NY 11372-8026 / 3133 85th St East Elmhurst NY 11370-1928 / 3477 111th St Corona NY 11368-1371 - INV Related - At Jackson Heights, NY - Start Date 03/08/2015 - 0hrs/mth - 0hrs During Trading 3) 12/20/2024 - Min Wen Chen 5838 - Real Estate Rental - co-own property w/wife - INV Related - At Flushing, NY - Start Date 03/08/2015 - 0hrs/mth - 0hrs During Trading 4) 12/20/2024 - Min Chen Wen 4204 - Real Estate Rental - inherited property; co-owned w/brother - INV Related - At Brooklyn, NY - Start Date 04/01/2003 - 0hrs/mth - 0hrs During Trading 5) 12/22/2025-485 Glenmore LLC-Silent partner-Real Estate Rental-Inv Related-At Flushing, NY-Start date 09/11/2025-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-25
S63 Uniform Securities Agent State Law Examination 2008-12-03
  • S65 Uniform Investment Adviser Law Examination
    2009-02-25
  • S63 Uniform Securities Agent State Law Examination
    2008-12-03
Other Names
  • Tommy Chen
  • Min Wen Chen

View on SEC IAPD

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