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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
18804 Northern Blvd. 2Fl, Flushing, NY 11358 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Flushing | NY | 11/2008 | 11/2024 |
| Prudential Insurance Company Of America | Flushing | NY | 11/2008 | Present |
| Lpl Enterprise, Llc | Flushing | NY | 11/2024 | Present |
1) 01/08/2025 - 184highland LLC - Real Estate Rental - Silent Partner NATURE: Real Estate Development Rental and Leasing - INV Related - At Brooklyn, NY - Start Date 10/10/2022 - 0hrs/mth - 0hrs During Trading 2) 12/20/2024 - Min Wen Chen (multiple) - Real Estate Rental - Sole owner of the properties at the addresses listed. Wife manages all properties here but does not co-own. 3729 95th StJackson Heights NY 11372-8026 / 3731 95th StJackson Heights NY 11372-8026 / 3133 85th St East Elmhurst NY 11370-1928 / 3477 111th St Corona NY 11368-1371 - INV Related - At Jackson Heights, NY - Start Date 03/08/2015 - 0hrs/mth - 0hrs During Trading 3) 12/20/2024 - Min Wen Chen 5838 - Real Estate Rental - co-own property w/wife - INV Related - At Flushing, NY - Start Date 03/08/2015 - 0hrs/mth - 0hrs During Trading 4) 12/20/2024 - Min Chen Wen 4204 - Real Estate Rental - inherited property; co-owned w/brother - INV Related - At Brooklyn, NY - Start Date 04/01/2003 - 0hrs/mth - 0hrs During Trading 5) 12/22/2025-485 Glenmore LLC-Silent partner-Real Estate Rental-Inv Related-At Flushing, NY-Start date 09/11/2025-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-03 |
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