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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
NJ RA APPROVED 2009-09-04
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • NJ RA
    APPROVED
    Since 2009-09-04

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Allendale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Morristown NJ 08/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2009 → Present
    Morristown, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-06-01 → 2009-07-09
    Paramus, NJ
  • 2009-01-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
Other Businesses

*OBI - 48347 - Coldwell Banker Realty Referral Network ; Investment related - No ; Madison, New Jersey ; Real Estate ; Inactive Real Estate License Holder(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2020 ; During business hours : 0 ; After business hours : 0 ; Referrals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-28
  • S66 Uniform Combined State Law Examination
    2009-01-28
Other Names
  • Claudia Mundahl

View on SEC IAPD

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