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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-06-25
IL RA APPROVED 2013-08-01
  • TX RA
    APPROVED_RES
    Since 2015-06-25
  • IL RA
    APPROVED
    Since 2013-08-01

Branch Locations

1375 E Woodfield Rd Ste 750, Schaumburg, IL 60173 • United States

Bloomingdale, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Schaumburg IL 07/2013 03/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2020 Present
Previous Registrations
  • 2013-01-04 → 2013-07-25
    Bmo Harris Financial Advisors, Inc.
    Niles, IL
Other Businesses

Board of Directors; Bloomingdale School District 13 Board of Education; Board of Education Member; 164 Euclid Ave, , Bloomingdale, IL, 60108; Not Investment-Related; 05/01/2023; 1 to 9 hours per month; 0 during trading hours / North DuPage Special Education Cooperative (NDSEC) Governing Board.; NDSEC Board Member; 132 E Pine Ave, , Roselle, IL, 60172; Not Investment-Related; 05/08/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-19
S63 Uniform Securities Agent State Law Examination 2009-02-07
  • S66 Uniform Combined State Law Examination
    2012-12-19
  • S63 Uniform Securities Agent State Law Examination
    2009-02-07
Other Names
  • Marcin Kapral
  • Marc Kapral

View on SEC IAPD

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