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Todd M Horvath

Fifth Third Securities, Inc.

Cadillac, MI

Traverse City, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-12-03
  • MI RA
    APPROVED
    Since 2015-12-03

Branch Locations

123 South Mitchell, Cadillac, MI 49601 • United States

3500 Market Place Circle Ste C, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Traverse City MI 07/2010 Present
Fifth Third Securities Traverse City MI 11/2010 Present
  • 07/2010 → Present
    Fifth Third
    Traverse City, MI
  • 11/2010 → Present
    Fifth Third Securities
    Traverse City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-01
S63 Uniform Securities Agent State Law Examination 2008-12-04
  • S66 Uniform Combined State Law Examination
    2015-12-01
  • S63 Uniform Securities Agent State Law Examination
    2008-12-04

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CADILLAC, MI
MISSION FINANCIAL GROUP, LLC · CADILLAC, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CADILLAC, MI
EDWARD JONES · CADILLAC, MI
EDWARD JONES · CADILLAC, MI
SPC · CADILLAC, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Cadillac, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Cadillac, MI

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