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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-12 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Saginaw | MI | 11/2008 | 10/2016 |
| Raymond James Financial Services, Inc./Gavin & Associates | Midland | MI | 10/2016 | 09/2021 |
| Raymond James Financial Services Advisors, Inc./Gavin & Associat | Midland | MI | 01/2021 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | East Lansing | MI | 09/2021 | 04/2023 |
| Bank Of America, N.A. | East Lansing | MI | 01/2022 | 04/2023 |
| Raymond James Financial Services, Inc. | Midland | MI | 04/2023 | 06/2024 |
| Raymond James Financial Services Advisors, Inc. | Midland | MI | 04/2023 | 06/2024 |
| Gavin & Associates | Midland | MI | 04/2023 | 06/2024 |
| Gavin Financial Group | Midland | MI | 04/2023 | 06/2024 |
| Lpl Financial Llc | Midland | MI | 06/2024 | 06/2025 |
| Wealth Enhancement Group | Midland | MI | 06/2024 | Present |
| Wealth Enhancement Advisory Services | Midland | MI | 06/2024 | Present |
| Wealth Enhancement Brokerage Services | Midland | MI | 06/2024 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Registered Admin - Started: 6/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-30 |
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