Kevin Joseph Kelleher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 11/2016
  Wells Fargo Advisors Llc
  Baltimore, MD
• 11/2016 → 04/2024
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL
• 04/2024 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL

Previous Registrations

• 2012-07-18 → 2024-04-16
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
  Columbia, MD
  Baltimore, MD
  Boca Raton, FL
  Fort Lauderdale, FL
  Miami, FL
  Fort Lauderdale, FL
  North Miami Beach, FL
  Fort Lauderdale, FL
  Coral Gables, FL
  Hollywood, FL
  Hollywood, FL
  Hollywood, FL
  Fort Lauderdale, FL
  Lauderhill, FL
  Fort Lauderdale, FL

Other Businesses

1) 04/2024 - Sunstone Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 04/2024 - Saibhreas Management Group, LLC / Sole owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Lauderdale-By-The-Sea, FL / Start date 04/09/2024 - 160 Hrs per month - 25 % Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-17
• S63 Uniform Securities Agent State Law Examination
  2010-01-25