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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-22 |
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wendling Insurance Services, Inc. | Hutchinson | MN | 11/2008 | Present |
| Voya Financial Advisors | Hutchinson | MN | 03/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)NAME OF ENTITY: Hutchinson Health Foundation; No; 1095 Highway 15 South; Hutchinson; MN; 55350; NON-PROFIT ORGANIZATION; Board Member; 1/1/2019; 5; 0; actively support the mission of the Foundation by attending monthly meetings and helping to raise funds to support the foundation 2)NAME OF ENTITY: Wendling Financial & Insurance Services; Yes; 40 Main Street N; Hutchinson; MN; 55350; FINANCIAL SERVICES/DBA; Financial Advisor; 10/1/2019; 160; 40; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| 3)NAME OF ENTITY: WENDLING INSURANCE SERVICES, INC; Yes; 40 MAIN ST N; HUTCHINSON; MN; 55350; FINANCIAL SERVICES/DBA; VICE PRESIDENT; 1/1/2016; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| 4) NAME OF ENTITY: Independent Insurance Agent; Yes; 40 MAIN ST N; HUTCHINSON; MN; 55350; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/18/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 5) NAME OF OTHER BUSINESS: CITY OF HUTCHINSON ; INVESTMENT RELATED: NO; ADDRESS: 111 HASSAN STREET SE HUTCHINSON, MN 55350 ; NATURE OF BUSINESS: MUNICIPAL BOARD ; START DATE: 11/2022 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING: 5 ; BRIEF DESCRIPTION OF DUTIES: STUDY AND DETERMINE THE PARK, RECREATIONAL AND COMMUNITY EDUCATIONS NEEDS AND MAKE RECCOMMENDATIONS; 6) NAME OF OTHER BUSINESS: HUTCHINSON AREA COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 44 MAIN STREET S HUTCHINSOM, MN 55350; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, PARTICIPATE IN ANNUAL GRANTING CYCLE; 7) NAME OF OTHER BUSINESS: IJ BURICH FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 102 MAIN STREET SOUTH HUTCHINSON, MN 55350; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ASSIST IN MAKING GRANTS TO QUALIFIED NON-PROFIT ORGANIZATIONS WITHIN THE CITY OF HUTCHINSON AND THE COUNTY OF MCLEOD, HELP TO ENHANCE, IMPROVE QUALITY OF LIFE, PROVIDING GRANTS FOR EDUCATION, THE ARTS, HISTORIC PRESERVATION AND PUBLIC SERVICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-20 |
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