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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
MN RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

40 Main St N, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wendling Insurance Services, Inc. Hutchinson MN 11/2008 Present
Voya Financial Advisors Hutchinson MN 03/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2008 → Present
    Wendling Insurance Services, Inc.
    Hutchinson, MN
  • 03/2017 → 06/2021
    Voya Financial Advisors
    Hutchinson, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1)NAME OF ENTITY: Hutchinson Health Foundation; No; 1095 Highway 15 South; Hutchinson; MN; 55350; NON-PROFIT ORGANIZATION; Board Member; 1/1/2019; 5; 0; actively support the mission of the Foundation by attending monthly meetings and helping to raise funds to support the foundation 2)NAME OF ENTITY: Wendling Financial & Insurance Services; Yes; 40 Main Street N; Hutchinson; MN; 55350; FINANCIAL SERVICES/DBA; Financial Advisor; 10/1/2019; 160; 40; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| 3)NAME OF ENTITY: WENDLING INSURANCE SERVICES, INC; Yes; 40 MAIN ST N; HUTCHINSON; MN; 55350; FINANCIAL SERVICES/DBA; VICE PRESIDENT; 1/1/2016; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| 4) NAME OF ENTITY: Independent Insurance Agent; Yes; 40 MAIN ST N; HUTCHINSON; MN; 55350; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/18/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 5) NAME OF OTHER BUSINESS: CITY OF HUTCHINSON ; INVESTMENT RELATED: NO; ADDRESS: 111 HASSAN STREET SE HUTCHINSON, MN 55350 ; NATURE OF BUSINESS: MUNICIPAL BOARD ; START DATE: 11/2022 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING: 5 ; BRIEF DESCRIPTION OF DUTIES: STUDY AND DETERMINE THE PARK, RECREATIONAL AND COMMUNITY EDUCATIONS NEEDS AND MAKE RECCOMMENDATIONS; 6) NAME OF OTHER BUSINESS: HUTCHINSON AREA COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 44 MAIN STREET S HUTCHINSOM, MN 55350; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, PARTICIPATE IN ANNUAL GRANTING CYCLE; 7) NAME OF OTHER BUSINESS: IJ BURICH FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 102 MAIN STREET SOUTH HUTCHINSON, MN 55350; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ASSIST IN MAKING GRANTS TO QUALIFIED NON-PROFIT ORGANIZATIONS WITHIN THE CITY OF HUTCHINSON AND THE COUNTY OF MCLEOD, HELP TO ENHANCE, IMPROVE QUALITY OF LIFE, PROVIDING GRANTS FOR EDUCATION, THE ARTS, HISTORIC PRESERVATION AND PUBLIC SERVICE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-18
S63 Uniform Securities Agent State Law Examination 2009-01-20
  • S66 Uniform Combined State Law Examination
    2017-04-18
  • S63 Uniform Securities Agent State Law Examination
    2009-01-20

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