Armin Eshaghian

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA

Previous Registrations

• 2010-04-01 → 2014-10-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clarita, CA
  Pasadena, CA
  La Canada Flintridge, CA
  Montrose, CA
  Los Angeles, CA
  Glendale, CA
  Santa Clarita, CA
  Pasadena, CA
  Pasadena, CA
  New York, NY
• 2009-08-27 → 2010-04-30
  Chase Investment Services Corp.
  Montrose, CA
• 2009-06-01 → 2009-06-30
  Morgan Stanley
  Pasadena, CA
• 2009-01-29 → 2009-06-01
  Morgan Stanley & Co. Llc
  Pasadena, CA

Other Businesses

I*93163 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WWW.GENYEXEC.COM INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3810 RAMSDELL AVE., #101 LA CRESCENTA, CALIFORNIA 91214 NATURE OF BUSINESS: OTHER,JUST A BLOG WESBITE FOR NOW POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/16/2016 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WWW.GENYEXEC.COM IS A PERSONAL BLOG ON LEADERSHIP THAT I'M LOOKING TO LAUNCH. . NO OFFICIAL BUSINESS ENTITY JUST A WEBSITE.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-28