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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2015-09-29
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2011-12-07
  • NV RA
    APPROVED
    Since 2015-09-29
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2011-12-07

Branch Locations

5370 Kietzke Ln, Reno, NV 89511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Reno NV 11/2011 Present
Bank Of America, N.A. Reno NV 01/2012 Present
  • 11/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Reno, NV
  • 01/2012 → Present
    Bank Of America, N.A.
    Reno, NV
Previous Registrations
  • 2009-06-01 → 2010-02-25
    Reno, NV
  • 2009-01-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Reno, NV
Other Businesses

I*103970 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENO CENTRAL ROTARY CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: RENO, NEVADA 89502 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/1/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBERSHIP COMMITTEE CHAIRMAN INCREASE CLUB MEMBERSHIP MEMBERSHIP RETENTION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29
Other Names
  • Andrew Brent Cunningham
  • Andrew Brent Cunningham

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