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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2013-07-26 |
Branch Locations
310 Old Ivy Way Ste 101, Charlottesvle, VA 22903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2009 | Present |
| Northwestern Mutual Investment Services, Llc | Charlottesvle | VA | 06/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ALUMNI ADVISOR, DELTA KAPPA EPSILON, 173 CULBRETH RD., CHARLOTTESVILLE, , VIRGINIA, 22903, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/28/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADVISE CURRENT CHAPTER ON THEIR RESPONSIBILITIES AS MEMBERS. HELP COORDINATE ALUMNI BASED ACTIVITIES LIKE REUNIONS, FUNDRAISERS, AND BEYOND. 3. 50% OWNER, CKF LLC, 501 FAULCONER DR., SUITE 2C, CHARLOTTESVILLE, , VIRGINIA, 22903, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/20/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OFFICE RENTAL- COLECTING RENT, PROPERTY UPKEEP 4. 100% OWNER, WALLYPUP HOLDINGS LLC, INVESTMENT RELATED, 1935 STILLHOUSE RD., CHARLOTTESVILLE, , VIRGINIA, 22901, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/22/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE SOLE OWNER AND MEMBER OF AN LLC ESTABLISHED AS A HOLDING COMPANY. I PLAN TO MAKE A PASSIVE INVESTMENT WITH THIS LLC AS WELL AS MORE IN THE FUTURE. 5. BOARD MEMBER, CHILD HEALTH PARTNERSHIP, 1469 GREENBRIER PL, CHARLOTTESVILLE, , VIRGINIA, 22901, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/05/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM ON THE BOARD AND WILL SIT ON THE FINANCE COMMITTEE. I WILL HELP THE BOARD REVIEW THINGS LIKE THEIR BUDGET AND CASH FLOW. 6. FINANCE COMMITTEE MEMBER, FIRST TEE OF THE BLUE RIDGE, 1 BOARS HEAD PL #120, CHARLOTTESVILLE, , VIRGINIA, 22903, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 06/05/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SIT ON THE FINANCE COMMITTEE AND HELP MONITOR BUDGETARY AND CASH FLOW FOR THE ORGANIZATION. 7. CHP INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/5/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. 100% OWNER, JMC3 HOLDINGS, LLC, LEGAL ENTITY, START DATE: 10/05/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9. 39% OWNER, CHP INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/5/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+ ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-05 |
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