Mark Philip Trice

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-12-18 → 2016-04-23
  Transamerica Financial Advisors, Llc
  Austin, TX
  Temple, TX
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1) INDEPENDENT INSURANCE AGENT, HEWITT, TX, 3/2009 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2) CLEARVISTA FINANCIAL LLC, 6012 W WILLIAM CANNON DR, STE A101, AUSTIN TX, 3/2009 AS PRESIDENT. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 80 hr/mo - 80/TRADING. . 4) CLEARVISTA FINANCIAL, 1600 Lake Air Drive, Ste 125, Waco TX 76710, 04/2016, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-06