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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-27 |
| CA | RA | APPROVED | 2024-02-06 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States
599 Castro St, Mountain View, CA 94041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Milpitas | CA | 02/2014 | 02/2024 |
| Charles Schwab Bank | Milpitas | CA | 02/2014 | 02/2024 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 02/2024 | Present |
RENTAL PROPERTY, INVT RELATED, ANTIOCH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 12/24/2013, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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