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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-24 |
Branch Locations
10 Fountain Plaza, Buffalo, NY 14202 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2020 | 08/2022 |
| Santander Bank Na | New York | NY | 02/2015 | 08/2017 |
| Bank Of America | New York | NY | 08/2017 | 11/2020 |
| Lpl Financial Llc | New York | NY | 08/2022 | 08/2024 |
| M&T Bank | New York | NY | 08/2022 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Hills | NY | 08/2024 | Present |
| Wilmington Trust N.A. | New York | NY | 08/2022 | 08/2024 |
I*2037275, Entity Type: Entity Charitable Name of OBA: Niagara UniversityAddress: New York, NY 14109 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 10/07/2024 No Hours: 16 No Hours during trading: 0 Duties: Advisory Board My role on the junior advisory board is to attend four hour meetings, four times per year. These meetings consist of: discussing enrollment trends, trends within the university, specifically; areas of growth and ideas to explore to aid recruitment. We also share ideas to help with their annual president's gala on how to attract donors and other fundraising initiatives. A big reason for joining the advisory board was to gain exposure into board meetings and understand how university management works along with networking with leadership across the Western New York and Niagara communities. This is not a paid role. There is no access to the endowment or how the endowment funds are deployed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-11 |
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