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Michael Patrick Cunningham

Cetera Investment Advisers LLC

Cleveland, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

6200 Rockside Rd, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Independence OH 08/2013 09/2018
Foresters Financial Services Independence OH 11/2015 09/2018
Cetera Wealth Services, Llc El Segundo CA 09/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2013 → 09/2018
    Foresters Advisory Services
    Independence, OH
  • 11/2015 → 09/2018
    Foresters Financial Services
    Independence, OH
  • 09/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-08-15 → 2018-09-13
    Foresters Advisory Services, Llc
    Independence, OH
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2) NAME OF OTHER BUSINESS: VANGAGE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: OSJ PRINCIPAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OSJ PRINCIPAL AND FINANCIAL ADVISOR 3) NAME OF OTHER BUSINESS: FM STRATEGIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY BUSINESS ; POSITION/TITLE/RELATIONSHIP: COMPLIANCE PRINCIPAL ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: DAILY REVIEW OF ACCOUNTS OPENED ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-13
S63 Uniform Securities Agent State Law Examination 2011-01-14
  • S65 Uniform Investment Adviser Law Examination
    2013-12-13
  • S63 Uniform Securities Agent State Law Examination
    2011-01-14

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