Cody Jackson Foster

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2017
  Investment Centers Of America
  Conifer, CO
• 11/2017 → Present
  Lpl Financial Llc
  Evergreen, CO

Previous Registrations

• 2016-01-07 → 2017-12-05
  Investment Centers Of America, Inc.
  Conifer, CO
  Appleton, WI
  Evergreen, CO
  Appleton, WI
• 2013-05-13 → 2015-12-02
  Lpl Financial Llc
  Salem, MO
• 2006-02-24 → 2006-03-29
  Ameriprise Financial Services, Llc
  Denver, CO

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Lakeview, AR - Real Estate Rental - Co Owner/Manager - Start Date 01/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 11/29/2017 - CCER HOLDINGS, LLC - Not Investment Related - Conifer, CO - Real Estate Rental - MANAGING DIRECTOR/CO-OWNER - 1 Hour Per Month/0 Hours During Securities Trading - INVOLVED WITH ACQUIRING, RENTING AND HOLDING RESIDENTIAL AND COMMERCIAL REAL ESTATE INVESTMENT PROPERTIES. 3. 11/29/2017 - No Business Name - Not Investment Related - Conifer, CO - Real Estate Rental - Co-owner/Manager - 1 Hour Per Month/0 Hours During Securities Trading. 4. 3/17/2022 - Foster Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/19/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5. 04/02/2026 - Conifer High School - Coach/ Sports/ Fitness - Not Investment Related - Conifer, CO - Start Date 04/15/2026 - 20 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-12-28