Jared Tyson Lee

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 07/2017
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 07/2017 → 09/2025
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 05/2024 → 05/2025
  Innovative Portfolios
  Indianapolis, IN
• 05/2025 → Present
  Allworth Financial
  Indianapolis, IN

Previous Registrations

• 2017-08-23 → 2025-09-12
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 2024-05-24 → 2025-06-16
  Innovative Portfolios Llc
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2017-08-23
• S63 Uniform Securities Agent State Law Examination
  2009-03-09