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Robert Wells Kay

Charles Schwab & Co., Inc.

New York City, NY

CRD 5613022

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

1133 Avenue Of The Americas, New York City, NY 10036-6717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cortlandt Manor NY 09/2009 Present
Charles Schwab Bank Fort Lauderdale FL 09/2009 02/2017
Schwab Private Client Investment Advisory, Inc. Lone Tree CO 03/2017 07/2018
  • 09/2009 → Present
    Charles Schwab & Co., Inc.
    Cortlandt Manor, NY
  • 09/2009 → 02/2017
    Charles Schwab Bank
    Fort Lauderdale, FL
  • 03/2017 → 07/2018
    Schwab Private Client Investment Advisory, Inc.
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-24
  • S66 Uniform Combined State Law Examination
    2009-02-24
Designations
  • Certified Financial Planner
Other Names
  • Rob Kay

View on SEC IAPD

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