Brian Michael Goode

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 09/2016
  Badgerland Mortgage Group
  Caledonia, WI
• 10/2008 → Present
  Principal Securities, Inc.
  Racine, WI
• 03/2009 → Present
  Union Financial Inc.
  Franksville, WI
• 02/2011 → 09/2016
  Union Alliance Financial
  Racine, WI
• 03/2009 → Present
  Principal Life Insurance
  Franksville, WI

Other Businesses

**OUTSIDE INSURANCE, SELLING FIXED ANNUITIES, FIXED LIFE INSURANCE, DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, Medical Supplemental, 3/20/17. **FISHER LAKE CHAIN ASSOCIATION POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 1889 Woodland Dr, Caledonia WI 53108, United States DESCRIPTION: President of my Lake Assocation, Mercer WI. Role: Run the annual meeting, Lead the group for the best of the fishery and lake quality of the Lake Chain.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-02
• S63 Uniform Securities Agent State Law Examination
  2009-01-29