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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-13
DC RA APPROVED 2014-12-24
FL RA APPROVED 2013-09-03
PA RA APPROVED 2006-01-31
  • TX RA
    APPROVED
    Since 2015-08-13
  • DC RA
    APPROVED
    Since 2014-12-24
  • FL RA
    APPROVED
    Since 2013-09-03
  • PA RA
    APPROVED
    Since 2006-01-31

Branch Locations

1735 Market Street Suite 3800, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein Philadelpha PA 12/2005 Present
  • 12/2005 → Present
    Sanford C. Bernstein
    Philadelpha, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
  • S66 Uniform Combined State Law Examination
    2006-01-30
Other Names
  • Donald Braun

View on SEC IAPD

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