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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-03-25
  • AL RA
    APPROVED
    Since 2017-03-25

Branch Locations

500 N Alston St, Foley, AL 36535 • United States

Orange Beach, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Birmingham AL 01/2016 03/2017
Massachusetts Mutual Life Insurance Company Tuscaloosa AL 07/2016 Present
Mml Investors Services, Llc Tuscaloosa AL 03/2017 Present
  • 01/2016 → 03/2017
    Metlife Securities Inc.
    Birmingham, AL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Tuscaloosa, AL
  • 03/2017 → Present
    Tuscaloosa, AL
Previous Registrations
  • 2016-01-25 → 2017-03-25
    Msi Financial Services, Inc.
    Tuscaloosa, AL
    Birmingham, AL
  • 2009-05-04 → 2016-01-04
    Birmingham, AL
    Tuscaloosa, AL
  • 2008-10-28 → 2009-05-05
    Veritrust Financial, Llc
    Tuscaloosa, AL
    Northport, AL
Other Businesses

(1) Name: LaFerrera Rentals Inv rel: Y Add: 535 Jack Warner Parkway NE, Tuscaloosa, AL 35404 Nature: Real Estate Position: Ownership Start date: 01/01/2004 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2) Name: Crimson Capital Group Inv rel: Y Add: 1470 Northbank Parkway, Suite 163, Tuscaloosa, AL 35406 Nature: Property/Casualty Position: Ownership Start date: 03/06/2009 No. HR/MO: 20 No. HR/MO during sec trading: 20 (3) NAME: JESSICA LAFERRERA INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: DENNIS A DAHL AND CAROLYN DAHL TRUST POSITION: CO-TRUSTEE START DATE: 4/4/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC: 0 TRUSTEE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 2008-09-22
  • S65 Uniform Investment Adviser Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    2008-09-22
Other Names
  • Jessica Lynn High

View on SEC IAPD

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