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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-09-07 |
| FL | RA | APPROVED | 2020-12-22 |
| IN | RA | APPROVED | 2020-12-16 |
| IL | RA | APPROVED | 2017-09-13 |
| TX | RA | APPROVED_RES | 2017-08-30 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States
New Buffalo, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 08/2011 | 07/2017 |
| Jpmorgan Chase Bank | Chicago | IL | 08/2011 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2017 | Present |
| Bank Of America, Na | Chicago | IL | 07/2017 | Present |
I*418037, Entity Type: Entity For Profit, Name of OBA: Viviendo Suenos LLC, Address: Chicago, Illinois 60611, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/31/2016, No Hours: 1, No Hours during trading: 0, Duties: sole purpose of the LLC is to own my boat for liability purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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