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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-03-01
  • WI RA
    APPROVED
    Since 2011-03-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/2011 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2011 Present
Previous Registrations
Other Businesses

RECKNER/ONLINE SURVEYS/INBOXDOLLARS, NON-INVESTMENT RELATED, 1295 NORTHLAND DR SUITE 300 MENDOTA HEIGHTS, MN 55120, RESPONDENT, STRT 4/19/13, 1HR/MTH, RESPOND TO ONLINE SURVEYS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-03
  • S66 Uniform Combined State Law Examination
    2010-09-03

View on SEC IAPD

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