Andrew Paul Goetz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 12/2017
  Ameriprise Financial Services, Inc.
  Columbia, MD
• 12/2017 → 03/2023
  Andrew Goetz
  Baltimore, MD
• 03/2018 → 03/2021
  Lincoln Financial Advisors
  Baltimore, MD
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2019 → Present
  Ltc Specialists, Llc
  Baltimore, MD
• 04/2023 → Present
  Premier Planning Group, Inc.
  Annapolis, MD
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-03-13 → 2021-03-31
  Osaic Fa, Inc.
  Towson, MD
  Baltimore, MD
• 2015-03-30 → 2017-12-06
  Ameriprise Financial Services, Llc
  Columbia, MD
  Columbia, MD
• 2009-04-14 → 2015-03-31
  Equitable Advisors, Llc
  Columbia, MD
  Baltimore, MD

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WHITESTONE REALTY, LLC; INVESTMENT RELATED: NO; ADDRESS: 2009 MYRTLEWOOD ROAD, BALTIMORE, MD 21209; NATURE OF BUSINESS: REAL ESTATE RENTAL / SINGLE COMMERCIAL WAREHOUSE BUILDING; START DATE: 05/2004; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE, JUST RECEIVING INCOME; 3. NAME OF OTHER BUSINESS: LTC SPECIALISTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 2009 MYRTLEWOOD ROAD, BALTIMORE, MD 21209; NATURE OF BUSINESS: FIXED INSURANCE PRODUCTS / MARKETING, BRANDING; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: SELL FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS PREMIER PLANNING GROUP, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: INDEPENDENT AGENT; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: SELLS INSURANCE, LIFE, DISABILITY, LONG-TERM CARE AND OTHER FIXED INSURANCE RELATED PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2009-04-09

Other Names

• Andy Goetz