Michael Patrick Walsh

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-12-10
TX	RA	APPROVED_RES	2021-12-10

CA RA
APPROVED

Since 2021-12-10
TX RA
APPROVED_RES

Since 2021-12-10

Branch Locations

Valley Center, CA • United States

41923 2Nd St Ste 403, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Carlsbad	CA	07/2012	12/2021
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	12/2021
Ameriprise Financial Services, Llc	San Diego	CA	12/2021	Present

07/2012 → 12/2021

Morgan Stanley Smith Barney

Carlsbad, CA
01/2015 → 12/2021

Morgan Stanley Private Bank, National Association

New York, NY
12/2021 → Present

Ameriprise Financial Services, Llc

San Diego, CA

Previous Registrations

2012-07-06 → 2021-12-16

Morgan Stanley

Carlsbad, CA
2009-01-29 → 2012-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

San Diego, CA

Other Businesses

Business Ownership; C&M Equipment; Owner; C&M Equipment is a small engine repair business. I repair chainsaws and similar.; 28799 STONEGATE DRIVE, , VALLEY CENTER, CA, 92082; Not Investment-Related; 11/15/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-26

S66 Uniform Combined State Law Examination

2009-01-26

Other Names

Michael P Walsh

View on SEC IAPD