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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-04-15 |
| PR | RA | APPROVED | 2026-04-14 |
| AK | RA | APPROVED | 2026-03-19 |
| MT | RA | APPROVED | 2026-03-17 |
| ND | RA | APPROVED | 2026-03-17 |
| GA | RA | APPROVED | 2026-03-13 |
| AL | RA | APPROVED | 2026-03-12 |
| DE | RA | APPROVED | 2026-03-12 |
| IA | RA | APPROVED | 2026-03-12 |
| KS | RA | APPROVED | 2026-03-12 |
| LA | RA | APPROVED | 2026-03-12 |
| ME | RA | APPROVED | 2026-03-12 |
| MD | RA | APPROVED | 2026-03-12 |
| MN | RA | APPROVED | 2026-03-12 |
| NE | RA | APPROVED | 2026-03-12 |
| NM | RA | APPROVED | 2026-03-12 |
| NC | RA | APPROVED | 2026-03-12 |
| UT | RA | APPROVED | 2026-03-12 |
| VI | RA | APPROVED | 2026-03-12 |
| TX | RA | APPROVED_RES | 2025-09-04 |
| CA | RA | APPROVED | 2022-08-01 |
Branch Locations
Yorba Linda, CA • United States
445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States
15315 Culver Drive Suite #187, Irvine, CA 92604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank | Diamond Bar | CA | 07/2003 | 10/2016 |
| Hsbc Securities (Usa) Inc | Beverly Hills | CA | 10/2016 | Present |
| Hsbc Bank Usa, N.A. | Beverly Hills | CA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-14 |
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