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Jorge Molina

LPl Financial LLC

Humble, TX

CRD 5611797

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-23
  • TX RA
    APPROVED
    Since 2021-03-23

Branch Locations

Humble, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aflac Columbus GA 01/2008 03/2021
Massmutual Life Insurance Co Houston TX 01/2014 03/2021
Mml Investors Services, Llc Houston TX 04/2015 03/2021
Lpl Financial Llc Humble TX 03/2021 Present
Previous Registrations
Other Businesses

1)3/2021- Jorge Molina- Non-Variable Insurance- Agent selling Supplemental Term and Whole Life insurance products through Assurity Life Insurance Company- Inv. Related- Humble, TX - start date 11/14/2019- 8hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-15
S63 Uniform Securities Agent State Law Examination 2015-05-14
  • S65 Uniform Investment Adviser Law Examination
    2020-09-15
  • S63 Uniform Securities Agent State Law Examination
    2015-05-14
Other Names
  • Jorge Alejandro Molina

View on SEC IAPD

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